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Provide supervisory review of Global Equity (including Equity Derivatives and Equity Strategy) and Fixed Income (including Fundamental Credit, Emerging Markets Corporate Credit, Emerging Markets Strategy, Economics, Technical Analysis, and Commodities) Research
Ensure that research complies with FINRA and other regulatory rules, as well as firm guidelines, including watch list review and applying appropriate disclosures
Multitask in a busy environment and review a variety of products: notes, in-depth company initiations, quick-take alerts, industry reports, blast e-mails, models, and PowerPoint presentations
Edit research when required to ensure quality and control standards
Work with analysts and associates to reinforce business rules, regulatory guidelines and look and feel standards
Requirements: FINRA Series 16 and 3-5 years experience as a Supervisory Analyst. Candidates must be focused, articulate, commercially minded, and comfortable working in a fast-paced environment. Candidates must be proficient in Word, Excel and PowerPoint. Series 4 a plus. Chinese or Japanese language skills beneficial.


Associated topics: alumni, care, community, event, hospital, marketing, presale, public relations, regulatory, solicitation

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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